ICSI's seminar on Capital Market

BACKGROUND

The growing number and size of capital market frauds are now

a great cause of worry to the regulators, as besides hurting the

investors, these harm the economy significantly. There are

various kinds of frauds in defiance of the laws. But there are

also malpractices, primarily designed at the enrichment of the

promoters, which comply with the law in letter but not in spirit

or that exploit regulatory gaps, often causing huge harm to

minority shareholders/small investors. Over the recent years,

SEBI has come down heavily on the fraudsters.

Going forward, some paradigm developments in the recent

past including greater empowerment of SEBI and SFIO, The

Companies Act 2013 and the proposed Indian Financial Code

are likely to not only act as deterrents but also deal with frauds

more effectively.

With a view to carefully analyze various aspects of capital

market frauds, and to elicit views on containing these in the

future, it is our pleasure to inform that PHD Chamber of

Commerce and Industry is organizing a National Conference on

“Capital Market Frauds and Malpractices - Genesis,

Resolution and Prevention” on Thursday, 10th October 2013

at 9.00 a.m. at PHD House, 4/2 Siri Institutional Area, August

Kranti Marg, New Delhi.

CHIEF GUEST

MR.UKSINHA

CHAIRMAN, SECURITIES

AND EXCHANGE BOARD OF INDIA

The Participation Fee for this

Conference is Rs 2000/-

(inclusive of service tax

@ 12.36%).

Concessional

Delegate Fee of

Rs. 1000 per delegate for ICSI

Members

The fee includes lunch, tea,

conference material & Kit.